Persons Restricted from Practicing Securities Activities or Registered Positions and Employment Positions - CMA

Persons Restricted from Practicing Securities Activities or Registered Positions and Employment Positions

As part of the Capital Markets Authority’s (CMA) regulatory and awareness role practiced in accordance with the provisions of Law No. 7 of 2010 and its Executive Bylaws and their amendments, and in aim towards raising the public’s awareness in securities activities, and in the advantages, risks, and obligations related to investment in securities, as well as providing suitable systems for the protection of the dealers in securities activities.
This page is created in compliance with the legislations regarding awareness. It provides lists of persons against whom the CMA has issued resolutions of prohibition from dealing in securities activities, banning their practice of activities, suspending activities, revoking or cancelling their licenses, or delisting them. This page also provides access to the decisions issued on that concern by other regulatory bodies (Central Bank of Kuwait – Ministry of Commerce and Industry) which are updated regularly. It is worth noting that those lists may not include all the decisions, however, the CMA advices the dealers in securities activities of the importance of referring to its website before taking an investment decision and to check on an ongoing basis.

Persons Restricted from Practicing Securities Activities or Registered Positions and Employment Positions by the CMA

Persons Restricted from Practicing Securities Activities or Registered Positions and Employment Positions by Other Regulatory Bodies