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Title: Resolution No. (144) of 2019 Regarding Renewal of the Securities Activities License of Gulf Bank at the CMA
Date Publish
24 September 2019
Having Perused:
- Law No. (7) of 2010 Regarding the Establishment of the Capital Markets Authority and Regulating Securities Activities and its Executive Bylaws, and their amendments; and
- The securities activities license certificate of Kuwait Investment Company No. (AP/2016/0025) issued on 15/12/2016; and
- At the request of Gulf Bank to renew the license of securities activities at the CMA; and
- Resolution No. (149) of 2018 regarding amending the final approval of authorizations for the Supervision Sector’s procedures issued on 25/11/2018.
The Following Was Resolved
Article (1)
The securities activities license of Gulf Bank at the CMA is hereby renewed for practicing the following activities:
- Investment Portfolio Manager
- Custodian
- Investment Controller
- Subscription Agent
The license is valid for three years, renewable for the same period, from 13/12/2019.
Article (2)
The concerned bodies shall execute this Resolution, each within its jurisdiction. This Resolution shall come into force from the date of its issuance, and it shall be published in the Official Gazette.
Zeyad Al-Fulaij
Head of Supervision Sector
Issued on: 24/09/2019
Disclaimer: The information provided on this page is for reference purposes only, visitors are encouraged to review and understand the information provided in the official scanned document attached in the link above (if available). The CMA endeavors to ensure that the information on this page is complete and accurate, but the CMA does not guarantee the quality, accuracy, or completeness of any content at any time. In the event the information on this page is different from the content in the official scanned document attached in the link (if available), the official scanned document attached shall take precedence.
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