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Title: Resolution No. (55) of 2019 Regarding Renewal of the Securities Activities License of Al-Sharq Financial Brokerage Company at the CMA
Date Publish
23 April 2019
Having Perused:
- Law No. (7) of 2010 regarding the Establishment of the Capital Markets Authority and Regulating Securities Activities and its Amendments; and
- The securities activities license certificate of Al-Sharq Financial Brokerage Company No. (AP/2013/0014) issued on 30/06/2016; and
- Based on the request of Al-Sharq Financial Brokerage Company dated 11/4/2016 to renew the securities activities license at the CMA; and
- Resolution No. (149) of 2018 regarding amending the final approval of authorizations for the Supervision Sector’s procedures issued on 25/11/2018.
The Following Was Resolved
Article (1)
The securities activities license of Al-Sharq Financial Brokerage Company to carry out the activity of a securities broker registered in the Securities Exchange is hereby renewed for three years, renewable after paying the prescribed fee, from 28/06/2019
Article (2)
The concerned bodies shall execute this Resolution, each within its jurisdiction. This Resolution shall come into force from the date of its issuance. It shall be published in the Official Gazette.
Zeyad Al-Fulaij
Head of Supervision Sector
Issued on: 23/04/2019
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