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CMA LAW: Resolution No. (18) of 2014 Regarding Amending Resolution No. (19) of 2013 of the CMA's Board of Commissioners Concerning the Issuance of the Fees Schedule
Date Publish 28 November 2015


 

Having Perused:

  • Law No. (7) of 2010 regarding the Establishment of the Capital Markets Authority and Regulating Securities' Activity, and its Executive Bylaw; and
  •  Based on the CMA's Board of Commissioners' Resolution No. (19) of 2013 issued on 1/5/2013 regarding the issuance of the Fees' Schedule; and
  • The CMA's Board of Commissioners' Resolution No. (22) of 2013 issued on 29/5/2013 regarding amending Resolution No. (19) of 2013 concerning the Fees Schedule; and
  • Based on the CMA's Board of Commissioners' Resolution passed in its meeting No. (4) of 2014 held on 19/2/2014 regarding adding a prospectus approval request fee to the Fees' Schedule.  

The Following Was Resolved

Article (1):

Resolution No. (19) of 2013 of the CMA's Board of Commissioners regarding the issuance of the fees' schedule shall be amended by adding the following item:

S.

The Fee

Amount (KD)

Maturity

1

Request of a prospectus approval to issue any security

KD 1,000

Only once, upon submitting the application

 

 

Article (2):

The CMA's Fees Schedule shall be attached to this Resolution including the amendments.

Article (3):

This Resolution shall come into effect from the issuance date hereof. It shall be executed by the concerned sectors' heads and departments' directors.

Saleh Mubarak Al-Falah

Chairman, CMA Board of Commissioners

Official Stamp of

Capital Markets Authority                                                                          Issued on 6 / 4 / 2014                  

PDF copy

Disclaimer: The information provided on this page is for reference purposes only, visitors are encouraged to review and understand the information provided in the official scanned document attached in the link above (if available). The CMA endeavors to ensure that the information on this page is complete and accurate, but the CMA does not guarantee the quality, accuracy, or completeness of any content at any time. In the event the information on this page is different from the content in the official scanned document attached in the link (if available), the official scanned document attached shall take precedence.


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