CMA LAW: Warning Announcement Regarding Dealing with Sword Capital for Financial Brokerage Company

In adherence to the provisions of Law No. 7 of 2010 Regarding the Establishment of the Capital Markets Authority and Regulating Securities Activities and its Executive Bylaws and amendments thereto, the Capital Markets Authority (CMA) warns the public investors against dealing in any of the securities activities with Sword Capital for Financial Brokerage Company (K.C.S.C) in any form. This warning follows the issuance of CMA Resolution No. (19) of 2024 Regarding the Cancellation of the Securities Activities License of Sword Capital Financial Brokerage Company and its Removal from the Licensed Persons Register at the CMA.

In this situation, the CMA confirms its commitment to providing protection and enforcing the provisions of Law No. 7 of 2010 Regarding the Establishment of the Capital Markets Authority and Regulating Securities Activities and its Executive Bylaws and amendments thereto on market participants dealing in securities activities, and carrying out its regulatory and supervisory role.

Disclaimer: The information provided on this page is for reference purposes only, visitors are encouraged to review and understand the information provided in the official scanned document attached in the link above (if available). The CMA endeavors to ensure that the information on this page is complete and accurate, but the CMA does not guarantee the quality, accuracy, or completeness of any content at any time. In the event the information on this page is different from the content in the official scanned document attached in the link (if available), the official scanned document attached shall take precedence.