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CMA LAW: Public Invitation - CMA Awareness Workshops
Date Publish
15 November 2015
Public Invitation
Capital Markets Authority
Awareness Workshops
On the occasion of issuing the new Executive Bylaws of Law No. 7 of 2010 regarding the Establishment of the Capital Markets Authority and Regulating Securities Activities and its Amendments
The Capital Markets Authority is pleased to announce that it will be holding several awareness workshops
To Explain the Executive Bylaws
The workshops will be held daily from 1:30 to 3:30 PM from Tuesday
22/11/2015 to 22/12/2015
in Khaled Al-Kharafi Hall at Kuwait Stock Exchange – floor (2)
- The schedule of the awareness workshops program is attached
For more information kindly contact the Public Relations & Media Office at the Capital Markets Authority:
- Tel: 22903181/22903183/22903062
- Email: pr-media@cma.gov.kw
Awareness Workshops Programme
|
Module |
Subject |
Department |
Date |
|
Enforcement of the Law (Module 3) |
Enforcement of CMA Law & its Executive Bylaws |
Legal Affairs Sector |
22/11/2015 |
|
Enforcement of CMA Law & its Executive Bylaws |
Legal Affairs Sector |
23/11/2015 |
|
|
Securities Activities and Registered Persons (Module 5) Internal Policies and Procedures of the Licensed Person (Module 6) |
Securities Activities pursuant to the new Executive Bylaws |
Licensing & Registration |
24/11/2015 |
|
Securities Activities and Registered Persons (Module 5)
|
Market Maker |
Markets Regulation |
25/11/2015 |
|
Amendments Regarding Positions and Jobs Requiring Registration and amendments of the Regulations of External Sharia Auditing |
Licensing & Registration |
26/11/2015 |
|
|
Funds and Assets of the Clients (Module 7) |
Funds and Assets of the Clients |
Market Surveillance |
29/11/2015 |
|
Rules of Managing Securities Investment Portfolios for the Benefit of others at Licensed Persons |
Market Surveillance |
30/11/2015 |
|
|
Professional Conduct (Module 8) |
Professional Conduct
|
Market Surveillance |
1/12/2015 |
|
Merger and Acquisition (Module 9) |
Provisions & Procedures of Mandatory Acquisition |
Mergers & Acquisitions |
2/12/2015 |
|
Provisions & Procedures of Voluntary Acquisition |
Mergers & Acquisitions |
3/12/2015 |
|
|
Permitted Trading Proportion for the Controller of a Company Listed in the Securities Exchange |
Mergers & Acquisitions |
6/12/2015 |
|
|
Disclosure and Transparency (Module 10) |
General Rules of Disclosure & Disclosing of Material Information |
Disclosure |
7/12/2015 |
|
Disclosure of Interests |
Disclosure |
8/12/2015 |
|
|
Regulating Insiders' Dealing in Securities |
Disclosure |
9/12/2015 |
|
|
Dealing in Securities (Module 11) |
Issuance & Prospectus |
Corporate Finance & Governance |
10/12/2015 |
|
Bonds & Sukuk |
Corporate Finance & Governance |
13/12/2015 |
|
|
Treasury Shares & Preferred Shares |
Corporate Finance & Governance |
14/12/2015 |
|
|
Special Purpose Entity (SPE) & Financial Trust |
Corporate Finance & Governance |
15/12/2015 |
|
|
Listing Rules (Module 12) |
Rules & Regulations of Listing Shareholding Companies & Listing Securities |
Markets Regulation |
16/12/2015 |
|
Collective Investment Schemes (Module 13) |
General Provisions of Collective Investment Schemes & Requirements of Establishing Local Investment Fund & Marketing Collective Investment Scheme Established Abroad |
Collective Investment Schemes |
17/12/2015 |
|
Provisions of Local Investment Funds Unit Holders' Assembly & Discussing the Liquidation Process of Investment Funds |
Collective Investment Schemes |
20/11/2015 |
|
|
Market Conduct (Module 14) |
Conduct of Trading Listed Securities |
Market Surveillance |
21/12/2015 |
|
Corporate Governance (Module 15) |
Corporate Governance
|
Corporate Finance & Governance |
22/12/2015
|
Disclaimer: The information provided on this page is for reference purposes only, visitors are encouraged to review and understand the information provided in the official scanned document attached in the link above (if available). The CMA endeavors to ensure that the information on this page is complete and accurate, but the CMA does not guarantee the quality, accuracy, or completeness of any content at any time. In the event the information on this page is different from the content in the official scanned document attached in the link (if available), the official scanned document attached shall take precedence.
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