CMA LAW:
Announcement Regarding the Issuance of a Disciplinary Board Resolution
Date Publish03 July 2014
Capital Markets Authority announces the issuance of a Disciplinary Board Resolution on Thursday 3/7/2014 under violation No. (54/2013) Disciplinary Board.
Filed against:
1- Ahmad Mohammed Ali Hassan. 2- Anwar Mohammed Dawood Al-Shoail. 3- Jaafer Shareef Maseer Jandeel. 4- Latifa Rashid Sultan Al-Salim 5- Zainab Ibrahim Rida Abdulhadi 6- Nawal Haji Abdullah Hussain. 7- Yousef Ibrahim Abdulrahman 8- Riham Ibrahim Alabdulmohsen. 9- Ahmed Rajab Khodhair Saleh. 10- Broker/ Nora Salem Sulaiman Al-Romi. 11- Union Securities Brokerage.
The Board Resolved the Following:
First: Suspending defendants from the first to the ninth from trading; direct or indirect purchasing and/or selling, whether for their own account or for the account of others for six months, and ordering to cancel the deals related to the violation which were made from 27/1/2013 to 7/2/2013 according to the to the mentioned reasons.
Second: Suspending the tenth defendant from practicing brokerage for three months.
Third: Retaining the case of the eleventh defendant.
Fourth: Notifying the concerned parties with this Resolution.
Disclaimer: The information provided on this page is for
referencepurposes only, visitors are encouraged to review and understand
theinformation provided in the official scanned document attached in
thelink above (if available). The CMA endeavors to ensure that
theinformation on this page is complete and accurate, but the CMA does
notguarantee the quality, accuracy, or completeness of any content at
anytime. In the event the information on this page is different from
thecontent in the official scanned document attached in the link
(ifavailable), the official scanned document attached shall take precedence.
CMA Automated Assistant 